I work for a registered investment adviser (“My Firm”). These policies and procedures for Compliance Building are designed to prevent violation of the Investment Advisers Act.
- Blog posts will not mention the name of My Firm, except in connection with other peer firms for rankings, such as the PERE 50.
- Compliance Building will not use logos or branding of My Firm.
- The “About” page is only page where I intend to specifically identify my place of employment.
- I will not use Compliance Building as a marketing platform for My Firm.
- Compliance Building will not mention any fundraising by My Firm.
- I will avoid blog posts discussing investors in the funds sponsored by My Firm.