What better way to ensure compliance than to have an eye watching you while you work? What better eye than the ultimate evil eye of Sauron?
Eye of Sauron for Compliance
- Compliance Bricks and Mortar for January 23
- Massachusetts Adopts Crowdfunding
- Preparation for SEC Examinations
- Martin Luther King Jr. Day
- Weekend Riding – Facing the Cold
- Compliance Bricks and Mortar for January 16
- SEC Exam Priorities for 2015
- Private Equity Funds and Broker-Dealer Registration
- Cheating In Ethics Class
- Working at Home this Weekend?
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Dodd-Frank’ed Real Estate
The Dodd-Frank law brought many real estate private equity firms into the world of the Investment Advisers Act. These are some key stories on the topic: