Employment Opportunity – Senior Compliance Role

I occasionally get calls from people looking to hire compliance personnel. Here is the latest:

  • Private Equity firm looking to expand its compliance team
  • Senior compliance role reporting to the CCO
  • Company is a prominent PE firm based in TX with a large office in San Francisco
  • Knowledge of Investment Advisers Act essential
  • Experience reviewing marketing material and interacting with investor relations and fund raising required
  • Firm has a small compliance team so it is expected that this person will be willing to take on a variety of responsibilities
  • JD not required
  • Relocation available

If you are interested, you can drop me a note on the Compliance Building hotline: compliancebuilding@gmail.com.

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