Bruce Carton of Securities Docket, Francine McKenna of Re: The Auditors and I are attending the SEC’s news conference virtually and taking notes using the CoverItLive tool embedded below.
SEC News Conference on its Enforcement Program
on January 13, 2010 in SEC News
Tags: Bruce Carton, Francine McKenna, SEC
Leave a Reply
Recent Stories
- The Clock is Ticking
- Blogoversary
- Compliance Bits and Pieces for February 10
- Proposed FATCA Regulations Released
- New Anti-Money Laundering Requirements for Non-Bank Mortgage Lenders and Originators
- Crowdsourcing the Crowdfunding Exemption
- Compliance, the Middle-Finger Malfunction, and the Reluctant Touchdown
- Compliance Bits and Pieces for February 3
- Margin Call
- Will Private Equity Fund Managers Get a Registration Exemption?
About
Compliance Building is published by Doug Cornelius, focusing on compliance and ethical issues for private equity real estate companies. Read more in About.
Social Media
My social media policies database is available to you.


Affilate
This website uses the Canvas Wordpress theme from WooThemes. (affiliate link)







Trackbacks/Pingbacks
[...] This post was mentioned on Twitter by Doug Cornelius and Compliance Building, Thomas Fox. Thomas Fox said: RT @DougCornelius: New Blog Post- SEC News Conference on its Enforcement Program: Bruce Carton & Francine McKenna… http://bit.ly/6sIBC8 [...]