You may know Gregg Easterbrook from his previous book The Progress Paradox (one of his six books) or his articles in The Atlantic. I know him mostly from his hobby: writing the Tuesday Morning Quarterback column on ESPN.com. Sonic Boom tries to look beyond the current recession. Easterbrook looks ahead to what to expect after […]
Here are some interesting stories from the past week: French Supreme Court Limits the Scope of the Whistleblowing Process by Cecile Martin in the Privacy law Blog For the first time the French Supreme Court addressed the issue of the validity of a Code of conducts that had been implemented by a listed company (Dassault […]
Join me, Kathleen Edmond, Chief Ethics Officer, Best Buy, and Janice Innis-Thompson, SVP & Chief Compliance Officer, TIAA-CREF, as we discuss compliance and governance issues of web 2.0 and social networking. “Corporate Communication takes on a whole new meaning in a world of social media, where employees can freely post their views and spread documents, […]
“An astonishing amount of time is being wasted on investigating the amount of time being wasted on social networks.” I love reading The Economist because of lines like that. The January 28 issue has a special report on social networking. (The cover image is Steve Jobs dressed like Moses with his new tablet) “Another [report], […]
Tucked into the Tax Extenders Act of 2009 (H.R. 4213) was a provision targeted at partnership interests held by partners providing services. H.R. 4213 flew through the legislative process of the House of Representatives. It was introduced on December 7, 2009 and passed by the House on December 9, mostly along party lines. The Carried […]
Today is International Data Privacy Day. Massachusetts Recognizes Data Privacy Day 2010 and touts the the new data security regulations. Disney has enlisted Phineas and Ferb to help guide your kids through cyberspace and teach them about the rules of the road on the internet. Google published their guiding privacy principles and published a video […]
Data Privacy Day is an annual international celebration to raise awareness and generate discussion about information privacy. Last year, both the U.S. Senate and House of Representatives recognized January 28th, 2009 as National Data Privacy Day. Intel, Microsoft, Google, AT&T, LexisNexis and The Privacy Projects are sponsoring Data Privacy Day efforts, with assistance from Intuit […]
For you economics geeks, how about a rap duel between John Maynard Keynes and F. A. Hayek? In Fear the Boom and Bust, John Maynard Keynes and F. A. Hayek, two of the great economists of the 20th century, come back to life to attend an economics conference on the economic crisis. Before the conference […]
Undercover agents, wire taps and search warrants. For a criminal case it sounds like your typical organized crime investigation. You would expect the indictment to have charges for drug dealing, racketeering, murder or something similar. But last week we heard that these were the techniques used to catch the 22 people indicted for violations of […]
Securities firms and brokers have been looking for guidance on how they can use social networking sites. Actually most industries have been trying to figure out what they can and cannot do with these sites. The difference is that the FINRA limitations on communicating with the public make it very difficult to use the sites […]
- Compliance Bricks and Mortar for October 9
- Fund Managers, Legal Fees, and Fund Expenses
- What Does the Future Hold for the Regulation of Private Equity Funds?
- Compliance Bricks and Mortar for October 2
- Failing the Family
- New SEC Rulemaking Database
- 75th Anniversary Celebration: Investment Company and Investment Advisers Acts
- The SEC Tries to Change Its Home-Court Advantage
- The SEC’s Cybersecurity Smackdown
- Compliance Bricks and Mortar for September 18
Dodd-Frank’ed Real Estate
- Yes, the SEC Wants Real Estate Fund Managers to Register
- Are Real Estate Fund Managers Registered with the SEC?
- Are you an Investment Company?
- Real Estate Funds and the Investment Company Act
- Are you an Investment Adviser?
- Custody and Private Funds
- Private Equity Real Estate Top 50 – 2015 Edition of Who is Registered